Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Trevor Nussbaum is a financial professional with over 20 years of experience in the industry. Ross is currently registered with Scotia Capital (usa) Inc. and is licensed in all 50 states. Ross's previous experience includes roles at UBS Securities LLC, PALI CAPITAL, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC., BEAR, STEARNS & CO. INC., and PAINEWEBBER INCORPORATED. Ross holds a variety of licenses and designations, including Series 7, 24, 63, 79, 86, and 87. Ross's areas of expertise include investment banking, research analysis, and securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/16/2018 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
06/25/2009 - 08/05/2016
UBS SECURITIES LLC (NEW YORK NY)
NY
04/07/2009 - 06/17/2009
PALI CAPITAL, INC. (NEW YORK NY)
NY
07/17/2007 - 04/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/16/2004 - 07/27/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
06/05/2000 - 07/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/29/1999 - 05/17/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
07/21/1995 - 03/20/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 09/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/18/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/15/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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