Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Stuart Eng is an investment advisor representative with Raymond James & Associates, Inc. Ross has been in the financial industry since 1995. Prior to joining Raymond James, Ross was associated with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Ross specializes in providing financial planning, pension consulting, and educational seminars to individuals, businesses, and charitable organizations. Ross holds a Series 7 and 63 securities license, as well as a Series 65 investment advisor license. Ross is registered to offer advisory services in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
10/22/2018 - Present
Raymond James & Associates, Inc. (LAKE OSWEGO OR)
OR
05/09/2008 - 06/26/2017
WELLS FARGO CLEARING SERVICES, LLC (LAKE OSWEGO OR)
OR
01/03/2006 - 05/12/2008
KEY INVESTMENT SERVICES LLC (ALOHA OR)
OR
05/14/1999 - 12/31/2005
MCDONALD INVESTMENTS INC. (ALOHA OR)
OH
04/29/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
CA
05/22/1996 - 05/08/1997
COWLES, SABOL & COMPANY, INCORPORATED (CAMARILLO CA)
NA
08/18/1995 - 06/05/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
07/28/1995 - 11/17/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IA
Issued 09/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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