Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Plummer is a financial professional with experience in the financial services industry. Ross has been in the industry since 2016 and has worked for several firms including E*TRADE Securities LLC, WOODMEN FINANCIAL SERVICES, INC., and is currently registered with Wells Fargo Securities, LLC. Ross holds a Series 7, Series 3, Series 63, Series 79TO, and SIE licenses. Ross is registered in North Carolina and currently provides services in that state.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/10/2020 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
GA
12/12/2013 - 06/06/2018
E*TRADE SECURITIES LLC (ALPHARETTA GA)
NE
09/17/2013 - 10/23/2013
WOODMEN FINANCIAL SERVICES, INC. (OMAHA NE)
BC
Issued 08/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2017
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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