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Ross Palash

BMO Capital Markets Corp.

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About Ross Palash

Ross Palash is a financial professional with over a decade of experience in the financial services industry. Ross has a broad range of experience, having worked at UBS Securities LLC and WELLS FARGO SECURITIES, LLC prior to joining BMO Capital Markets Corp. Ross holds a variety of securities licenses including Series 3, 7, 24, 57, 63, 99TO and SIE. Ross is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide investment advice in all 50 states. Ross is dedicated to providing clients with a comprehensive and personalized approach to their financial goals.

Firm Information

Ross Palash is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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Ross Palash’s Registration & Firm History

NC

05/23/2022 - Present

BMO Capital Markets Corp. (Charlotte NC)

NC

07/20/2017 - 03/29/2022

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NY

10/27/2009 - 07/06/2017

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/02/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2016

Series 57 - Securities Trader Exam

BC

Issued 05/02/2011

Series 3 - National Commodity Futures Examination

BC

Issued 10/26/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ross Palash.
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