Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Mitchell Procik is a financial professional registered with Bofa Securities, Inc. based in Charlotte, NC. Ross has over 7 years of experience in the financial industry and is licensed to provide investment advice in New York and North Carolina. Ross has Series 63, SIE and Series 79 licenses. Ross previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NC
05/10/2019 - Present
Bofa Securities, Inc. (CHARLOTTE NC)
NY
05/25/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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