Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Siegel is a financial advisor registered with UBS Financial Services Inc. Ross has been in the industry since 2006. Ross is licensed to provide financial services in several states, including Illinois, Texas, and others. Ross holds the Series 65, 66, 7 and SIE licenses. Ross has also been affiliated with several other firms in the past, including Citi Private Advisory, LLC, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Edward Jones, and VTRADER PRO, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
05/10/2022 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
03/31/2017 - 06/29/2020
CITI PRIVATE ADVISORY, LLC (Chicago IL)
IL
09/23/2014 - 06/29/2020
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
05/13/2009 - 08/07/2014
J.P. MORGAN SECURITIES LLC (NORTHBrook IL)
IL
11/16/2007 - 03/30/2009
EDWARD JONES (SKOKIE IL)
CA
08/26/2004 - 08/23/2006
VTRADER PRO, LLC (SAN FRANCISCO CA)
IA
Issued 10/28/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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