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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Michael Plunkett is a financial advisor who has been in the industry since 2012. Ross Michael Plunkett currently works for Wells Fargo Clearing Services, LLC, and is registered with the Financial Industry Regulatory Authority (FINRA). Ross Michael Plunkett's office is located in Richmond, Virginia. Ross Michael Plunkett has a history of working with Wells Fargo Advisors, LLC, as well. Ross Michael Plunkett holds licenses for Series 6, 7, 63, and 66 exams. Ross Michael Plunkett also has a SIE exam. Ross Michael Plunkett is registered in multiple states including the District of Columbia, Maryland, and Virginia. Ross Michael Plunkett specializes in helping individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, and insurance companies. Ross Michael Plunkett's firm manages assets totaling over $558 billion.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
11/17/2017 - Present
Wells Fargo Clearing Services, LLC (RICHMOND VA)
VA
10/31/2011 - 09/10/2013
WELLS FARGO ADVISORS, LLC (MIDLOTHIAN VA)
BOTH
Issued 11/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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