Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Michael Pfeifer is an investment advisor representative with Cambridge Investment Research Advisors, Inc.. Ross has been in the financial industry since 2010. Ross is registered with the state regulators in Arizona, Illinois, Iowa, Kansas, Missouri, Texas. Ross also holds Series 63, 65, 7 and SIE licenses. Ross is affiliated with THE O.N. EQUITY SALES COMPANY and ING FINANCIAL PARTNERS, INC., both of which are also in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MO
08/01/2024 - Present
Cambridge Investment Research Advisors, Inc. (Chesterfield MO)
MO
08/11/2011 - 08/01/2024
THE O.N. EQUITY SALES COMPANY (Chesterfield MO)
MO
04/06/2010 - 05/02/2011
ING FINANCIAL PARTNERS, INC. (ST LOUIS MO)
IA
Issued 10/21/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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