Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Josephson is a financial professional with over 20 years of experience in the industry. Ross has a broad range of experience, having worked at firms such as Nomura Securities International, Inc., Aqua Securities L.P., BGC Financial, L.P., Seminole Financial, Cantor Fitzgerald & Co., and Bear, Stearns & Co. Inc. Currently, Ross is a registered representative at Mizuho Securities USA LLC, a position he has held since July 2022. Ross holds the Series 7, Series 63, SIE, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/13/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/27/2012 - 01/07/2022
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/06/2012 - 08/15/2012
AQUA SECURITIES L.P. (NEW YORK NY)
NY
06/06/2012 - 08/15/2012
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
06/06/2012 - 08/15/2012
SEMINOLE FINANCIAL (NEW YORK NY)
NY
06/19/2008 - 08/15/2012
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/16/2002 - 06/13/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 08/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Ross Josephson is the right advisor for you? Invested Better is here to help.
