Unclaimed
Ross Michael Felicetti has been active in the financial services industry since November 11, 2009. Ross is currently registered with Santander US Capital Markets LLC in New York. Prior to that, Ross worked at MORGAN STANLEY SMITH BARNEY in Purchase, NY and BANC OF AMERICA INVESTMENT SERVICES, INC. in Waltham, MA. Ross is a licensed securities representative with Series 6, 7, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/19/2011 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
10/27/2009 - 08/13/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
MA
07/29/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)
BC
Issued 08/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/28/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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