Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Michael Cole is a securities professional registered in California, Massachusetts and New York. Ross is affiliated with Needham & Company, LLC. Ross has passed the Series 63, Series 86, Series 87 and SIE exams. Ross has been in the securities industry since February 29, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
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MA
03/01/2024 - Present
Needham & Company, LLC (BOSTON MA)
BC
Issued 04/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/06/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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