Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Michael Bauer is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Ross has been in the financial industry since 2014 and has a broad range of experience. Ross specializes in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for individuals and businesses. Ross is registered with FINRA and holds the Series 7, Series 24, and Series 66 licenses. Ross is also a Registered Investment Advisor in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
01/31/2019 - Present
Wells Fargo Advisors Financial Network, LLC (OLD GREENWICH CT)
CT
10/10/2014 - 01/31/2019
WELLS FARGO CLEARING SERVICES, LLC (OLD GREENWICH CT)
BOTH
Issued 01/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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