Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Mazur Fleck is a financial professional with over 10 years of experience in the securities industry. Ross is currently registered with MUFG Securities Americas Inc. Ross is licensed to conduct business in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/02/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/25/2021 - 06/13/2022
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
03/26/2013 - 11/17/2014
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 04/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/22/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/21/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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