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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Lopez is a financial advisor with Planmember Securities Corp. based in Glendora, CA. Ross has been in the industry since 2001, working for a variety of firms including Securities America, Inc., Stancorp Equities, Inc., Brecek & Young Advisors, Inc., and Carillon Investments, Inc. Ross specializes in portfolio management for businesses and individuals, financial planning, and pension consulting. Ross Lopez has a Series 63, Series 66, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/17/2010 - Present
Planmember Securities Corp. (Glendora CA)
CA
10/08/2009 - 04/30/2010
SECURITIES AMERICA, INC. (GLENDORA CA)
CA
05/09/2006 - 09/04/2009
STANCORP EQUITIES, INC. (ORANGE CA)
CA
08/26/2003 - 10/27/2005
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
OH
10/04/2000 - 08/25/2003
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
BOTH
Issued 05/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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