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Ross Kyle Berkowitz

Susquehanna Securities, LLC

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About Ross Kyle Berkowitz

Ross Kyle Berkowitz is a financial professional with a background in the securities industry. Ross has a Series 57TO and SIE license and has been active in the industry since June 2023. Ross is currently employed at Susquehanna Securities, LLC, located in Bala Cynwyd, PA.

Firm Information

Ross Berkowitz is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019 and is registered in Pennsylvania. The firm has 1 approved SEC registration and 1 approved state registration. Susquehanna Securities, LLC has a total of 52 regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ross Berkowitz’s Registration & Firm History

PA

06/05/2023 - Present

Susquehanna Securities, LLC (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 06/05/2023

Series 57TO - Securities Trader Exam

BC

Issued 05/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ross Kyle Berkowitz.
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