Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Kenneth Brown is a financial professional with over 10 years of experience in the industry. Ross is currently registered with Payden & Rygel Distributors. Prior to that, Ross was employed at Pershing LLC and EFC Financial Services, LLC. Ross is licensed to sell securities in numerous states and holds several licenses, including Series 6, 7, 26, 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/11/2022 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
NJ
09/03/2015 - 01/20/2021
PERSHING LLC (JERSEY CITY NJ)
NJ
07/27/2009 - 02/04/2014
EFC FINANCIAL SERVICES, LLC (EAST WINDSOR NJ)
BC
Issued 06/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/25/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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