Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Licero is a financial advisor with UBS Financial Services Inc. Ross has been in the financial services industry since 1994. Ross is licensed in 31 states. Ross has a Series 7, Series 31, Series 63, Series 65 and SIE license. Ross also holds FINRA and SRO registrations and is registered as an Investment Advisor Representative in Colorado and Texas. Ross provides financial and investment advisory services to individuals, businesses, trusts, charitable organizations, pension and profit-sharing plans, corporations and other businesses, and high-net-worth individuals. Ross previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, BT Alex. Brown Incorporated, and Alex. Brown & Sons Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
09/15/2008 - Present
UBS Financial Services Inc. (STAMFORD CT)
CT
02/13/1998 - 09/03/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
MD
09/01/1997 - 03/03/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
10/26/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
IA
Issued 11/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ross Licero is the right advisor for you? Invested Better is here to help.
