Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Howard Brown has been a Registered Representative since 1989. Ross has worked in the financial services industry for over 30 years, and has worked at several well-known firms, including Charles Schwab & Co., Inc., Mayer & Schweitzer, Inc., and The Dreyfus Service Corporation. Ross is currently a Registered Representative with Pershing LLC. Ross has experience in both Broker-Dealer and Investment Advisor roles. Ross holds the Series 7, Series 52TO, Series 99TO, and SIE licenses, and the Uniform Securities Agent State Law Examination. Ross is registered with the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/03/2003 - Present
Pershing LLC (JERSEY CITY NJ)
TX
03/08/2000 - 04/16/2003
FLEET SECURITIES, INC. (DALLAS TX)
NY
06/23/1997 - 03/14/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CT
01/01/1996 - 04/07/1997
MAYER & SCHWEITZER, INC. (STAMFORD CT)
TX
10/08/1992 - 12/31/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
05/10/1990 - 09/10/1992
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
NY
06/26/1989 - 12/12/1989
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
NA
04/19/1989 - 06/27/1989
STRATTON SECURITIES, INC.
NY
03/01/1989 - 04/27/1989
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NY
12/20/1988 - 03/10/1989
INVESTORS CENTER, INC. (HAUPPAGUE NY)
BC
Issued 01/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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