Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss H Klafter is an investment advisor representative and registered representative with Cetera Investment Advisers LLC. Ross has been in the financial services industry since June 12, 2008. Ross has passed the Series 63, Series 6, Series 26 and Series 65 exams. Ross is registered with the state of California as both an investment advisor representative and a registered representative, and is also registered in Colorado, Nevada, Ohio, Oregon, and Texas as a registered representative. Ross is currently working in the Pasadena, California office of Cetera Investment Advisers LLC. Cetera Investment Advisers LLC has offices throughout the United States, and provides financial planning, portfolio management, and other financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/14/2023 - Present
Cetera Investment Advisers LLC (PASADENA CA)
CA
06/13/2008 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (MONROVIA CA)
IA
Issued 3/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/25/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/12/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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