Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Allen is a financial advisor with LPL Financial LLC. Ross is a Certified Financial Planner who has been working in the financial services industry since March 6, 2016. He has a Series 6, Series 63 and Series 99TO licenses. He holds current registrations in North Carolina and South Carolina. Ross has previously worked for SECU Brokerage Services, State Employees' Credit Union, SECU Life Insurance Company, Credit Union Investment Services, Members Trust Company, Pathfinder Wealth Consulting, Commonwealth Financial Network. Ross is also a golf coach at Christ Covenant School in Winterville, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
06/13/2023 - Present
LPL Financial LLC (LELAND NC)
NC
04/11/2018 - 08/12/2021
SECU BROKERAGE SERVICES (GREENVILLE NC)
BC
Issued 05/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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