Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Mongiardo is a financial advisor with Osaic Wealth, Inc. with over 30 years of experience in the financial services industry. Ross has a wide range of experience, including working for firms like Walnut Street Securities, Inc. and Nathan & Lewis Securities, Inc., and holding registrations in several states. Ross's background and expertise are diverse, with designations such as Certified Financial Planner and Chartered Financial Consultant. Ross is committed to providing personalized financial guidance to individuals and families to meet their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NY
08/01/2003 - 07/10/2007
WALNUT STREET SECURITIES, INC. (GARDEN CITY NY)
NY
10/27/1998 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MA
10/16/1990 - 10/23/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 12/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1991
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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