Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Legum is an investment advisor representative at Raymond James Financial Services Advisors, Inc. Ross has been in the securities industry for over 23 years. Ross is registered with the state of Virginia as an investment advisor representative, and also holds Series 63, 65, 7, 9, 10, 31 and SIE licenses. Ross has been with Raymond James Financial Services Advisors, Inc. since 2017 and has also worked at BB&T Securities, LLC and Scott & Stringfellow, LLC. Ross has a long history of serving clients in a variety of capacities, including individuals, corporations, pension plans, and charitable organizations. Ross has been serving as a FINRA Arbitrator since 2013, is a Trustee of a family trust and has served as an associate with TowneBank since 2017. Ross is dedicated to providing his clients with personalized financial advice and services that meet their unique needs. Ross can be reached at Raymond James Financial Services Advisors, Inc. in Virginia Beach, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
04/07/2017 - Present
Raymond James Financial Services Advisors, Inc. (VIRGINIA BEACH VA)
VA
01/02/2013 - 04/10/2017
BB&T SECURITIES, LLC (VIRGINIA BEACH VA)
VA
05/05/1999 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (VIRGINIA BEACH VA)
VA
03/16/1999 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
IA
Issued 11/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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