Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Keck is a financial advisor with Wells Fargo Clearing Services, LLC. Ross has been in the financial industry since June 1, 2016. Ross is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Colorado. Ross has experience providing financial advice to a variety of clients, including individuals, businesses, and institutions. Ross is committed to providing clients with personalized financial advice and strategies that meet their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
12/22/2023 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
04/04/2023 - 11/24/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWOOD VILLAGE CO)
CO
09/07/2021 - 02/27/2023
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
02/01/2016 - 07/07/2021
J.P. MORGAN SECURITIES LLC (GREENWOOD VILLAGE CO)
BOTH
Issued 01/03/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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