Unclaimed
Ross Edward Brayton is a financial advisor with Edward Jones. Ross has been in the financial industry since January 2000 and has held positions at Charles Schwab & Co., Inc., TD Waterhouse Investor Services, Inc., Wachovia Securities, LLC, Scottrade, Inc., and TD Ameritrade. Ross is registered to provide investment advice in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
04/01/2020 - Present
Edward Jones (ST. LOUIS MO)
MO
10/19/2017 - 04/02/2020
TD AMERITRADE, INC. (St Louis MO)
MO
05/10/2006 - 04/30/2018
SCOTTRADE, INC. (ST. LOUIS MO)
FL
12/15/2004 - 04/19/2006
WACHOVIA SECURITIES, LLC (NEW PORT RICHEY FL)
NE
12/21/2002 - 10/13/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
01/02/2000 - 12/04/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 12/16/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/28/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/07/2022
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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