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Ross C Alisiani

Northwestern Mutual Investment Services, LLC

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About Ross C Alisiani

Ross C Alisiani is a financial professional with Northwestern Mutual Investment Services, LLC. Ross has been in the financial services industry since 2008 and is registered with FINRA and the state of Colorado. Ross holds the Series 6, 7, 9, 10, 63 and 65 licenses as well as the SIE designation. Northwestern Mutual Investment Services, LLC is a leading provider of financial planning and investment services, offering a wide range of products and services to individuals and businesses.

Firm Information

Ross Alisiani is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Ross Alisiani’s Registration & Firm History

CO

02/05/2008 - Present

Northwestern Mutual Investment Services, LLC (DENVER CO)

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Licenses & Designations

IA

Issued 03/18/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/23/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/11/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2010

Series 7 - General Securities Representative Examination

BC

Issued 02/02/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ross C Alisiani.
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