Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Deluca is a financial advisor with over 25 years of experience in the industry. Ross is registered with Osaic Institutions, Inc. and previously worked with Equitable Advisors, LLC, Securities America, Inc., Financial Network Investment Corporation, UBS Financial Services Inc., CitiStreet Advisors LLC, State Street Capital Markets, LLC, Signator Investors, Inc., and Putnam Mutual Funds Corp.. Ross has experience in financial planning, portfolio management for individuals, and selection of other advisors. Ross has a Series 6, 7, 63, 66 and SIE licenses. Ross is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/07/2022 - Present
Osaic Institutions, Inc. (BRIDGEWATER MA)
MA
03/22/2021 - 07/07/2022
EQUITABLE ADVISORS, LLC (WELLESLEY MA)
MA
07/24/2009 - 03/29/2021
SECURITIES AMERICA, INC. (BRIDGEWATER MA)
MA
10/17/2007 - 07/23/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (BRIDGEWATER MA)
RI
02/14/2007 - 10/16/2007
UBS FINANCIAL SERVICES INC. (PROVIDENCE RI)
CT
01/18/2002 - 08/02/2004
CITISTREET ADVISORS LLC (WINDSOR CT)
MA
04/05/2001 - 12/31/2001
STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)
MA
07/02/1998 - 02/11/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
10/09/1995 - 05/19/1998
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
MA
02/14/1991 - 02/11/1994
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BOTH
Issued 03/01/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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