Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Alan Bauer is a financial advisor registered with LPL Financial LLC and Ameritime, LLC in Olathe, Kansas. Ross has been in the industry since January 2019. Ross has a Series 63 and Series 65 license and has passed the Series 6 and SIE exams. Ross is also registered with the following states: Colorado, Iowa, Kansas, Missouri, Nebraska, and Texas. Ross provides financial planning and consulting services through Ameritime, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KS
03/07/2024 - Present
LPL Financial LLC (OLATHE KS)
KS
02/01/2019 - 03/14/2024
SECURITIES AMERICA, INC. (OLATHE KS)
IA
Issued 05/15/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/20/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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