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Ross Adam Walthall

Cleveland Research Co. LLC

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About Ross Adam Walthall

Ross Adam Walthall is a financial professional registered with Cleveland Research Co. LLC, an investment firm based in Cleveland, Ohio. Ross has been in the industry since 2014, and holds licenses for Series 7, Series 63, Series 86, Series 87 and SIE. Ross is based in Cleveland, Ohio. Cleveland Research Co. LLC provides equity research reports to clients.

Firm Information

Ross Walthall is currently registered with Cleveland Research Co. LLC. Cleveland Research Co. LLC is a Limited Liability Company formed in 2006. The firm offers equity research reports and has 75 registered representatives and 51 investment advisory personnel. Cleveland Research Co. LLC is registered in 6 states and with the SEC.

Not reported

Assets Under Management

22

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity research reports

Equity research reports

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Subscription fees for research reports

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Ross Walthall’s Registration & Firm History

OH

09/09/2014 - Present

Cleveland Research Co. LLC (CLEVELAND OH)

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Licenses & Designations

BC

Issued 10/06/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2014

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/23/2014

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/09/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ross Adam Walthall.
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