Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ross? Claim Your ProfileRoss Norman is a registered investment advisor representative at The Ayco Company, LP in Dallas, Texas. Ross has been in the financial industry since 2008 and is registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Ross has a Series 66 license and has passed a number of other exams, including Series 3, Series 7, Series 9, Series 10, Series 24, and SIE. Prior to joining The Ayco Company, LP, Ross was employed at Mercer Allied Company, L.P. in Dallas, Texas. Ross has a broad range of experience in the financial industry and is able to provide a variety of services to his clients. These services include portfolio management, financial planning, educational seminars, and selection of other advisers. Ross is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/19/2008 - Present
THE Ayco Company, LP (Dallas TX)
TX
09/05/2008 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (DALLAS TX)
BOTH
Issued 12/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/27/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/29/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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