Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roshanda? Claim Your ProfileRoshanda B. Austin is a financial professional with over 5 years of experience in the financial services industry. Roshanda has a strong track record of success in providing financial advice and investment management services to clients. Roshanda is currently registered with Stonex Financial Inc. She is a Series 24, 7TO, SIE, and 99 licensed professional. Roshanda is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
08/04/2017 - Present
Stonex Financial Inc. (BIRMINGHAM AL)
AL
07/24/2017 - 08/04/2017
STERNE, AGEE & LEACH, INC. (Birmingham AL)
BC
Issued 11/20/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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