Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roshan? Claim Your ProfileRoshan Puniya is a Registered Representative of Moelis & Co. LLC. Roshan holds the Series 79TO and SIE licenses. Roshan's office is located in SAN FRANCISCO, CA. Roshan joined Moelis & Co. LLC on 7/18/2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/18/2023 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
BC
Issued 07/17/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/30/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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