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Roshan P Shirahatti

Robinhood Financial, LLC

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About Roshan P Shirahatti

Roshan Shirahatti is a financial professional with over 60 days of experience in the industry. Roshan is currently registered with Robinhood Financial, LLC, and is licensed in all 50 states and the District of Columbia. Previously, Roshan worked at Morgan Stanley. Roshan holds the Series 7TO, Series 63, Series 66 and SIE licenses.

Firm Information

Roshan Shirahatti is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roshan Shirahatti’s Registration & Firm History

IL

02/01/2024 - Present

Robinhood Financial, LLC (Chicago IL)

IL

11/06/2023 - 01/30/2024

MORGAN STANLEY (Chicago IL)

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Licenses & Designations

BOTH

Issued 08/22/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/29/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roshan P Shirahatti.
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