Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roshan? Claim Your ProfileRoshan Savalia is a registered representative with Smbc Nikko Securities America, Inc. Roshan has been in the securities industry since February 4, 2021 and is registered in 51 states. Roshan holds the Series 79TO, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/04/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 05/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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