Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roshan? Claim Your ProfileRoshan Maharjan is a financial advisor with Robinhood Securities, LLC. Roshan has been in the financial industry since July 2014 and holds the Series 4, 6, 7, 14, 24 and 63 securities licenses. Roshan is registered with the state of Colorado. Roshan previously worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/05/2023 - Present
Robinhood Securities, LLC (Denver CO)
CO
07/16/2014 - 01/10/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
BC
Issued 07/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2024
Series 14 - Compliance Officer Examination
BC
Issued 06/09/2022
Series 4 - Registered Options Principal Examination
BC
Issued 05/05/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/16/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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