Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roshan? Claim Your ProfileRoshan Kochikar Pai is a financial professional based in Los Angeles, California. Roshan has been in the industry since 2020 and currently works at MUFG Securities Americas Inc.. Previously, Roshan was employed at Citigroup Global Markets Inc.. Roshan holds the Series 50, Series 63, Series 79TO and Series 52TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/22/2021 - Present
Mufg Securities Americas Inc. (Los Angeles CA)
CA
07/14/2020 - 11/22/2021
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
BC
Issued 07/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/14/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/26/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2019
Series 50 - Municipal Advisor Representative Qualification Exam
Active
Inactive
F
FINRA
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