Unclaimed
Roshalle McNeal is a financial advisor with Empower Financial Services, Inc. She has been in the financial industry since December 25, 2010. Roshalle McNeal is licensed to sell securities in all states of the United States. She previously worked at VALIC FINANCIAL ADVISORS, INC. and J.P. MORGAN SECURITIES LLC. Roshalle McNeal holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
12/07/2022 - Present
Empower Financial Services, Inc. (ANDOVER MA)
TX
03/01/2016 - 07/07/2022
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
10/01/2012 - 11/03/2014
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
03/30/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HUMBLE TX)
BC
Issued 04/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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