Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosh? Claim Your ProfileRosh K Mangalat is a financial advisor registered with Edelman Financial Engines. Rosh K Mangalat has over 17 years of experience in the financial services industry. Rosh K Mangalat has been registered with Edelman Financial Engines since August 2018. Prior to that, Rosh K Mangalat was registered with Vanguard Marketing Corporation, Waddell & Reed, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc., and The Stuart-James Company, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
AZ
01/06/2020 - Present
Edelman Financial Engines (PHOENIX AZ)
AZ
12/03/2015 - 08/22/2018
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
12/15/2014 - 12/01/2015
WADDELL & REED (SCOTTSDALE AZ)
AZ
05/21/2012 - 12/16/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
TX
10/20/2000 - 03/26/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
05/25/1988 - 08/12/1988
THE STUART-JAMES COMPANY, INCORPORATED
BOTH
Issued 06/15/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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