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Rosendo Cruz

Jefferies LLC

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About Rosendo Cruz

Rosendo Cruz is a financial professional with Jefferies LLC. Rosendo has been in the industry since January 11, 2019. Rosendo holds the Securities Industry Essentials Examination (SIE) and Series 99.

Firm Information

Rosendo Cruz is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rosendo Cruz’s Registration & Firm History

NY

01/12/2019 - Present

Jefferies LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/15/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/2019

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rosendo Cruz.
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