Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Taverna is a registered Investment Advisor Representative associated with Sovereign Financial Group, Inc. in Stamford, CT. Rosemary has been in the financial industry since 1984, and has a deep understanding of the needs of high-net-worth individuals, families and businesses. Rosemary is known for her personalized approach to financial planning and her commitment to helping clients achieve their financial goals. Rosemary is passionate about educating clients on financial matters and working with them to create a customized plan that meets their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
04/02/2020 - Present
Sovereign Financial Group, Inc. (STAMFORD CT)
CT
01/24/2000 - 04/01/2020
COMMONWEALTH FINANCIAL NETWORK (GREENWICH CT)
NY
12/06/1994 - 02/09/2000
YANKEE FINANCIAL GROUP, INC. (MELVILLE NY)
CT
04/08/1988 - 02/04/2000
INDEPENDENT INVESTMENTS, INC. (GREENWICH CT)
NA
01/13/1988 - 01/23/1989
SMILEN INVESTMENT RESEARCH AND MANAGEMENT INCORPORATED
NA
01/11/1985 - 01/01/1988
NATHAN & LEWIS SECURITIES, INC.
NA
02/24/1984 - 01/24/1985
MONY SECURITIES CORP.
IA
Issued 03/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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