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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Sukoyaka Herrera is a registered investment advisor representative at Fidelity Personal And Workplace Advisors. Rosemary is a licensed investment advisor representative and holds a Series 7TO, Series 63 and Series 66 license. Rosemary has been in the industry since January 31, 2021. Rosemary has been registered with the Securities and Exchange Commission (SEC) since October 20, 2021. Rosemary is also registered with the state of Texas since March 4, 2022. Rosemary has a strong track record of providing investment advice and financial planning services to a variety of clients, including individuals, businesses, and retirement plans. Rosemary is committed to providing her clients with the highest level of service and personalized attention. Rosemary is based in Albuquerque, New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NM
03/04/2022 - Present
Fidelity Personal AND Workplace Advisors (ALBUQUERQUE NM)
BOTH
Issued 08/20/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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