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Rosemary Marino Reynolds

ADP Broker-Dealer, Inc.

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About Rosemary Marino Reynolds

Rosemary Marino Reynolds has been in the financial services industry since 2003 and is currently registered with ADP Broker-Dealer, Inc. Rosemary previously worked with WELLS FARGO FUNDS DISTRIBUTOR, LLC and DWS INVESTMENTS DISTRIBUTORS, INC. Rosemary holds Series 6 and SIE licenses.

Firm Information

Rosemary Reynolds is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rosemary Reynolds’s Registration & Firm History

NJ

01/08/2021 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

MA

10/19/2012 - 12/18/2019

WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)

MA

02/18/2002 - 10/02/2012

DWS INVESTMENTS DISTRIBUTORS, INC (BOSTON MA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rosemary Marino Reynolds.
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