Unclaimed
Rosemary Marino Reynolds has been in the financial services industry since 2003 and is currently registered with ADP Broker-Dealer, Inc. Rosemary previously worked with WELLS FARGO FUNDS DISTRIBUTOR, LLC and DWS INVESTMENTS DISTRIBUTORS, INC. Rosemary holds Series 6 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/08/2021 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
MA
10/19/2012 - 12/18/2019
WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)
MA
02/18/2002 - 10/02/2012
DWS INVESTMENTS DISTRIBUTORS, INC (BOSTON MA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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