Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Gray is a financial professional with over 15 years of experience in the financial services industry. She holds the Series 6, 26, and 63 licenses and the SIE exam. She is currently registered with Nylife Distributors LLC in New York, NY. Rosemary Gray has worked for Sunamerica Capital Services, Inc. in Jersey City, NJ and AllianceBernstein Investments, Inc. in Secaucus, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/09/2009 - Present
Nylife Distributors LLC (NEW YORK NY)
NJ
02/27/2007 - 06/19/2009
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
11/10/2005 - 02/23/2007
ALLIANCEBERNSTEIN INVESTMENTS, INC. (SECAUCUS NJ)
BC
Issued 08/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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