Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Lynn Vuotto is a registered representative with Metlife Investors Distribution Co. based in NEW YORK CITY, NY. Rosemary has been in the securities industry since November 20, 1994. Rosemary has held previous roles with Prudential Investment Management Services LLC, ADP BROKER-DEALER, INC., DEUTSCHE BANK SECURITIES INC., GOLDMAN, SACHS & CO., GRUNTAL & CO. INCORPORATED, PHILIPS, APPEL & WALDEN, INC., and SHEARSON LEHMAN BROTHERS INC. Rosemary holds a Series 63 license and several other industry licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/25/2022 - Present
Metlife Investors Distribution Co. (NEW YORK CITY NY)
CT
04/13/2015 - 05/05/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
NJ
01/27/2012 - 03/10/2015
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NY
09/14/2000 - 12/31/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/01/1993 - 09/06/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
04/19/1988 - 05/19/1988
GRUNTAL & CO. INCORPORATED
NA
12/04/1986 - 04/21/1988
PHILIPS, APPEL & WALDEN, INC.
NA
01/21/1986 - 08/08/1986
SHEARSON LEHMAN BROTHERS INC.
BC
Issued 02/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 11/10/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/15/1989
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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