Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Knight Caffrey is a financial advisor with over 35 years of experience in the industry. Rosemary is currently registered with Raymond James Financial Services Advisors, Inc. in Clarks Summit, PA. Prior to joining Raymond James, Rosemary worked as an advisor at Wells Fargo Advisors, LLC. Rosemary is licensed to sell securities in 7 states and has a strong record of success in providing financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
09/28/2016 - Present
Raymond James Financial Services Advisors, Inc. (CLARKS SUMMIT PA)
PA
01/01/2008 - 08/25/2016
WELLS FARGO ADVISORS, LLC (SCRANTON PA)
PA
05/04/1988 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SCRANTON PA)
NA
08/03/1984 - 05/12/1988
BUTCHER & SINGER INC.
NA
09/22/1983 - 06/21/1984
THOMSON MCKINNON SECURITIES INC.
NA
08/22/1980 - 10/14/1983
PRUDENTIAL-BACHE SECURITIES INC.
NA
08/22/1980 - 05/26/1982
ELKINS & CO.
BC
Issued 10/07/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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