Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Bertram is a financial advisor in Fond du Lac, Wisconsin, with over 20 years of experience in the industry. Rosemary has worked for a number of prominent firms, including LinSCO/Private Ledger Corp., SII Investments, Inc., and most recently, Osaic Wealth, Inc. where Rosemary has been employed since January 2024. Rosemary holds a Series 6, Series 7 and a Series 65 license, along with the SIE. Rosemary specializes in providing financial planning services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
01/19/2024 - Present
Osaic Wealth, Inc. (FOND DU LAC WI)
WI
06/20/2005 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (FOND DU LAC WI)
SC
03/10/2005 - 06/08/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
WI
01/22/2002 - 03/10/2005
SII INVESTMENTS, INC. (APPLETON WI)
CA
12/06/2001 - 01/24/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IL
09/29/2000 - 11/14/2001
IAC SECURITIES, INC. (TINLEY PARK IL)
WI
06/02/2000 - 07/21/2000
SENTRY EQUITY SERVICES, INC. (STEVENS POINT WI)
IA
Issued 03/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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