Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Hunter Cowen is a financial advisor with over 30 years of experience in the industry. Rosemary is currently registered with LPL Financial LLC in Reno, Nevada. She holds a Series 7, Series 63 and Series 65 license, and the SIE exam. Prior to joining LPL Financial, Rosemary worked at RBC DAIN RAUSCHER INC. and DAIN RAUSCHER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
03/17/2006 - Present
LPL Financial LLC (RENO NV)
NY
03/02/1998 - 03/23/2006
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
08/10/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MO
06/02/1992 - 08/23/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 11/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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