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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary G. Phillips is an active broker and investment advisor representative with Morgan Stanley. Rosemary has been in the industry since August 1996 and has a strong track record of success in providing financial advice to a wide range of clients. Previously, Rosemary worked with Citigroup Global Markets Inc. and Morgan Stanley DW Inc. Rosemary is registered in 24 states and the District of Columbia. She is also a Series 7, 31, and 63 licensed representative. Rosemary is committed to providing her clients with the highest level of service and personalized attention. She is dedicated to understanding her clients' financial goals and developing tailored solutions to help them achieve their objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/08/2020 - Present
Morgan Stanley (STUART FL)
FL
05/11/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STUART FL)
NY
08/27/1996 - 05/17/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 05/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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