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Rosemary Elmond

Fidelity Brokerage Services LLC

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About Rosemary Elmond

Rosemary Elmond is a financial advisor with Fidelity Brokerage Services LLC. Rosemary has been in the financial services industry since 2001 and has a wide range of experience working with clients in various states. Rosemary is registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Rosemary holds the Series 7, Series 63, and SIE licenses.

Firm Information

Rosemary Elmond is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rosemary Elmond’s Registration & Firm History

KY

01/17/2023 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

OH

03/17/2016 - 01/09/2023

CETERA ADVISOR NETWORKS LLC (CLEVELAND OH)

OH

12/02/2011 - 03/18/2016

AMERIPRISE FINANCIAL SERVICES, INC. (Beachwood OH)

OH

10/08/2010 - 11/21/2011

COMMONWEALTH FINANCIAL NETWORK (SOLON OH)

OH

05/15/2001 - 08/12/2010

LINCOLN FINANCIAL ADVISORS CORPORATION (CLEVELAND OH)

IN

05/15/2001 - 05/08/2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

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Licenses & Designations

BC

Issued 02/28/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rosemary Elmond.
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