Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Baker is a financial professional with over 25 years of experience in the financial services industry. Rosemary is currently registered with MML Distributors, LLC, where she has been employed since March 11, 2008. She has previously held positions at Babson Capital Securities Inc, W. S. Griffith & Co., Inc. and Phoenix Equity Planning Corporation. Rosemary holds several professional licenses, including Series 6, 7, 24, 26 and the SIE. Rosemary is also licensed in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/11/2008 - Present
MML Distributors, LLC (SPRINGFIELD MA)
NC
05/25/2001 - 04/24/2006
BABSON CAPITAL SECURITIES INC (CHARLOTTE NC)
CT
02/02/1998 - 04/12/2001
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
12/17/1992 - 11/04/1997
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BOTH
Issued 05/25/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 07/25/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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