Unclaimed
Rosemary Brennan is a financial professional with over 12 years of experience in the industry. Rosemary is currently registered with Equitable Distributors, LLC in Charlotte, NC. Rosemary has a strong track record of providing financial guidance to clients, and she is committed to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/11/2019 - Present
Equitable Distributors, LLC (Charlotte NC)
CT
05/14/2012 - 08/14/2018
AXA DISTRIBUTORS, LLC (FARMINGTON CT)
CT
02/05/2007 - 05/16/2012
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 09/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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